SEC Form 4 · accession 0001209191-16-145990
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 13, 2016
Accepted (ET)
Oct 17, 2016 · 10:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 13, 2016 | P | 1,756 | $5.82 | A | 3,720,222 | D | |
| Class A Common Stock | Oct 13, 2016 | P | 544 | $5.78 | A | 3,720,766 | D | |
| Class A Common Stock | Oct 13, 2016 | P | 100 | $5.79 | A | 3,720,866 | D | |
| Class A Common Stock | Oct 13, 2016 | P | 100 | $5.80 | A | 3,720,966 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 1,194 | $5.89 | A | 3,722,160 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 513 | $5.87 | A | 3,722,673 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 368 | $5.83 | A | 3,723,041 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 297 | $5.86 | A | 3,723,338 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 101 | $5.90 | A | 3,723,439 | D | |
| Class A Common Stock | Oct 14, 2016 | P | 27 | $5.73 | A | 3,723,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.