SEC Form 4 · accession 0001209191-16-145759
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 11:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 11, 2016 | P | 1,651 | $5.83 | A | 3,715,117 | D | |
| Class A Common Stock | Oct 11, 2016 | P | 749 | $5.87 | A | 3,715,866 | D | |
| Class A Common Stock | Oct 11, 2016 | P | 100 | $5.86 | A | 3,715,966 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 1,101 | $5.84 | A | 3,717,067 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 800 | $5.90 | A | 3,717,867 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 411 | $5.92 | A | 3,718,278 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 188 | $5.95 | A | 3,718,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.