SEC Form 4 · accession 0001209191-16-145530
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 6, 2016
Accepted (ET)
Oct 11, 2016 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 6, 2016 | P | 2,000 | $5.75 | A | 3,708,366 | D | |
| Class A Common Stock | Oct 6, 2016 | P | 100 | $5.73 | A | 3,708,466 | D | |
| Class A Common Stock | Oct 7, 2016 | P | 1,268 | $6.08 | A | 3,709,734 | D | |
| Class A Common Stock | Oct 7, 2016 | P | 532 | $5.89 | A | 3,710,266 | D | |
| Class A Common Stock | Oct 7, 2016 | P | 400 | $6.05 | A | 3,710,666 | D | |
| Class A Common Stock | Oct 7, 2016 | P | 300 | $6.07 | A | 3,710,966 | D | |
| Class A Common Stock | Oct 10, 2016 | P | 1,200 | $6.00 | A | 3,712,166 | D | |
| Class A Common Stock | Oct 10, 2016 | P | 800 | $5.90 | A | 3,712,966 | D | |
| Class A Common Stock | Oct 10, 2016 | P | 400 | $5.97 | A | 3,713,366 | D | |
| Class A Common Stock | Oct 10, 2016 | P | 100 | $5.81 | A | 3,713,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.