SEC Form 4 · accession 0001209191-16-145245
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 4, 2016 | P | 800 | $5.72 | A | 3,702,808 | D | |
| Class A Common Stock | Oct 4, 2016 | P | 400 | $5.74 | A | 3,703,208 | D | |
| Class A Common Stock | Oct 4, 2016 | P | 300 | $5.70 | A | 3,703,508 | D | |
| Class A Common Stock | Oct 4, 2016 | P | 158 | $5.71 | A | 3,703,666 | D | |
| Class A Common Stock | Oct 4, 2016 | P | 200 | $5.69 | A | 3,703,866 | D | |
| Class A Common Stock | Oct 5, 2016 | P | 1,300 | $5.90 | A | 3,705,166 | D | |
| Class A Common Stock | Oct 5, 2016 | P | 600 | $5.94 | A | 3,705,766 | D | |
| Class A Common Stock | Oct 5, 2016 | P | 400 | $5.87 | A | 3,706,166 | D | |
| Class A Common Stock | Oct 5, 2016 | P | 100 | $5.77 | A | 3,706,266 | D | |
| Class A Common Stock | Oct 5, 2016 | P | 100 | $5.89 | A | 3,706,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.