SEC Form 4 · accession 0001209191-16-143910
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra Bell
Officer — Chief Financial Officer
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 3, 2016 | S | 700 | $5.90 | D | 59,787 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 629 | $5.76 | D | 59,158 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 445 | $5.91 | D | 58,713 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 600 | $5.77 | D | 58,113 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 455 | $5.83 | D | 57,658 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 200 | $5.75 | D | 57,458 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 200 | $5.84 | D | 57,258 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 100 | $5.74 | D | 57,158 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 100 | $5.87 | D | 57,058 | D | |
| Class A Common Stock | Oct 3, 2016 | S | 71 | $5.78 | D | 56,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan.