SEC Form 4 · accession 0001209191-16-143864
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 30, 2016 | P | 1,000 | $5.97 | A | 3,698,008 | D | |
| Class A Common Stock | Sep 30, 2016 | P | 900 | $5.94 | A | 3,698,908 | D | |
| Class A Common Stock | Sep 30, 2016 | P | 400 | $5.99 | A | 3,699,308 | D | |
| Class A Common Stock | Sep 30, 2016 | P | 200 | $6.00 | A | 3,699,508 | D | |
| Class A Common Stock | Oct 3, 2016 | P | 2,300 | $5.90 | A | 3,701,808 | D | |
| Class A Common Stock | Oct 3, 2016 | P | 100 | $5.85 | A | 3,701,908 | D | |
| Class A Common Stock | Oct 3, 2016 | P | 100 | $5.87 | A | 3,702,008 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.