SEC Form 4 · accession 0001209191-16-143225
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 11:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 28, 2016 | P | 1,200 | $5.86 | A | 3,694,008 | D | |
| Class A Common Stock | Sep 28, 2016 | P | 1,000 | $5.79 | A | 3,695,008 | D | |
| Class A Common Stock | Sep 28, 2016 | P | 300 | $5.83 | A | 3,695,308 | D | |
| Class A Common Stock | Sep 29, 2016 | P | 1,100 | $5.80 | A | 3,696,408 | D | |
| Class A Common Stock | Sep 29, 2016 | P | 400 | $5.81 | A | 3,696,808 | D | |
| Class A Common Stock | Sep 29, 2016 | P | 200 | $5.85 | A | 3,697,008 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.