SEC Form 4 · accession 0001209191-16-142972
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 26, 2016 | P | 100 | $5.81 | A | 3,690,208 | D | |
| Class A Common Stock | Sep 26, 2016 | P | 100 | $5.95 | A | 3,690,308 | D | |
| Class A Common Stock | Sep 27, 2016 | P | 2,300 | $5.96 | A | 3,692,608 | D | |
| Class A Common Stock | Sep 27, 2016 | P | 100 | $5.94 | A | 3,692,708 | D | |
| Class A Common Stock | Sep 27, 2016 | P | 100 | $5.95 | A | 3,692,808 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.