SEC Form 4 · accession 0001209191-16-142729
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 22, 2016 | P | 1,020 | $5.97 | A | 3,687,543 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 471 | $6.04 | A | 3,688,014 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 258 | $5.98 | A | 3,688,272 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 253 | $5.99 | A | 3,688,525 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 142 | $6.16 | A | 3,688,667 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 100 | $6.10 | A | 3,688,767 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 88 | $6.11 | A | 3,688,855 | D | |
| Class A Common Stock | Sep 22, 2016 | P | 23 | $6.03 | A | 3,688,878 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 606 | $6.02 | A | 3,689,484 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 141 | $6.07 | A | 3,689,625 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 110 | $6.05 | A | 3,689,735 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 100 | $5.95 | A | 3,689,835 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 86 | $6.01 | A | 3,689,921 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 69 | $6.04 | A | 3,689,990 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 42 | $6.06 | A | 3,690,032 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 41 | $5.98 | A | 3,690,073 | D | |
| Class A Common Stock | Sep 23, 2016 | P | 35 | $6.08 | A | 3,690,108 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.