SEC Form 4 · accession 0001209191-16-142450
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 20, 2016 | P | 1,172 | $5.96 | A | 3,683,479 | D | |
| Class A Common Stock | Sep 20, 2016 | P | 800 | $5.91 | A | 3,684,279 | D | |
| Class A Common Stock | Sep 20, 2016 | P | 100 | $5.95 | A | 3,684,379 | D | |
| Class A Common Stock | Sep 20, 2016 | P | 28 | $5.98 | A | 3,684,407 | D | |
| Class A Common Stock | Sep 21, 2016 | P | 1,154 | $5.93 | A | 3,685,561 | D | |
| Class A Common Stock | Sep 21, 2016 | P | 600 | $5.90 | A | 3,686,161 | D | |
| Class A Common Stock | Sep 21, 2016 | P | 210 | $5.89 | A | 3,686,371 | D | |
| Class A Common Stock | Sep 21, 2016 | P | 152 | $5.91 | A | 3,686,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.