SEC Form 4 · accession 0001209191-16-142141
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 16, 2016 | P | 2,000 | $5.70 | A | 3,679,307 | D | |
| Class A Common Stock | Sep 16, 2016 | P | 400 | $5.79 | A | 3,679,707 | D | |
| Class A Common Stock | Sep 16, 2016 | P | 100 | $5.80 | A | 3,679,807 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 950 | $5.94 | A | 3,680,757 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 330 | $5.96 | A | 3,681,087 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 292 | $6.05 | A | 3,681,379 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 257 | $5.95 | A | 3,681,636 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 253 | $6.00 | A | 3,681,889 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 147 | $5.92 | A | 3,682,036 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 127 | $5.91 | A | 3,682,163 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 100 | $5.93 | A | 3,682,263 | D | |
| Class A Common Stock | Sep 19, 2016 | P | 44 | $5.97 | A | 3,682,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.