SEC Form 4 · accession 0001209191-16-141706
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 14, 2016 | P | 2,300 | $5.65 | A | 3,674,607 | D | |
| Class A Common Stock | Sep 14, 2016 | P | 100 | $5.55 | A | 3,674,707 | D | |
| Class A Common Stock | Sep 14, 2016 | P | 100 | $5.70 | A | 3,674,807 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 700 | $5.74 | A | 3,675,507 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 500 | $5.65 | A | 3,676,007 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 400 | $5.66 | A | 3,676,407 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 400 | $5.72 | A | 3,676,807 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 200 | $5.67 | A | 3,677,007 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 100 | $5.64 | A | 3,677,107 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 100 | $5.69 | A | 3,677,207 | D | |
| Class A Common Stock | Sep 15, 2016 | P | 100 | $5.75 | A | 3,677,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.