SEC Form 4 · accession 0001209191-16-141397
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 12, 2016 | P | 1,400 | $5.74 | A | 3,668,707 | D | |
| Class A Common Stock | Sep 12, 2016 | P | 600 | $5.62 | A | 3,669,307 | D | |
| Class A Common Stock | Sep 12, 2016 | P | 300 | $5.60 | A | 3,669,607 | D | |
| Class A Common Stock | Sep 12, 2016 | P | 200 | $5.61 | A | 3,669,807 | D | |
| Class A Common Stock | Sep 13, 2016 | P | 2,200 | $5.60 | A | 3,672,007 | D | |
| Class A Common Stock | Sep 13, 2016 | P | 200 | $5.48 | A | 3,672,207 | D | |
| Class A Common Stock | Sep 13, 2016 | P | 100 | $5.61 | A | 3,672,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.