SEC Form 4 · accession 0001209191-16-140881
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 8, 2016 | P | 2,200 | $5.77 | A | 3,664,507 | D | |
| Class A Common Stock | Sep 8, 2016 | P | 200 | $5.62 | A | 3,664,707 | D | |
| Class A Common Stock | Sep 8, 2016 | P | 100 | $5.70 | A | 3,664,807 | D | |
| Class A Common Stock | Sep 9, 2016 | P | 1,800 | $5.70 | A | 3,666,607 | D | |
| Class A Common Stock | Sep 9, 2016 | P | 200 | $5.55 | A | 3,666,807 | D | |
| Class A Common Stock | Sep 9, 2016 | P | 200 | $5.61 | A | 3,667,007 | D | |
| Class A Common Stock | Sep 9, 2016 | P | 200 | $5.69 | A | 3,667,207 | D | |
| Class A Common Stock | Sep 9, 2016 | P | 100 | $5.68 | A | 3,667,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.