SEC Form 4 · accession 0001209191-16-140477
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 6, 2016 | P | 1,400 | $5.53 | A | 3,658,707 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 300 | $5.46 | A | 3,659,007 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 200 | $5.49 | A | 3,659,207 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 200 | $5.65 | A | 3,659,407 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 100 | $5.45 | A | 3,659,507 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 100 | $5.47 | A | 3,659,607 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 100 | $5.50 | A | 3,659,707 | D | |
| Class A Common Stock | Sep 6, 2016 | P | 100 | $5.52 | A | 3,659,807 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 1,282 | $5.83 | A | 3,661,089 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 500 | $5.82 | A | 3,661,589 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 300 | $5.81 | A | 3,661,889 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 296 | $5.75 | A | 3,662,185 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 100 | $5.78 | A | 3,662,285 | D | |
| Class A Common Stock | Sep 7, 2016 | P | 22 | $5.73 | A | 3,662,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.