SEC Form 4 · accession 0001209191-16-140005
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2016 | P | 2,000 | $5.50 | A | 3,654,407 | D | |
| Class A Common Stock | Sep 1, 2016 | P | 300 | $5.47 | A | 3,654,707 | D | |
| Class A Common Stock | Sep 1, 2016 | P | 200 | $5.44 | A | 3,654,907 | D | |
| Class A Common Stock | Sep 2, 2016 | P | 1,900 | $5.55 | A | 3,656,807 | D | |
| Class A Common Stock | Sep 2, 2016 | P | 300 | $5.68 | A | 3,657,107 | D | |
| Class A Common Stock | Sep 2, 2016 | P | 100 | $5.63 | A | 3,657,207 | D | |
| Class A Common Stock | Sep 2, 2016 | P | 100 | $5.71 | A | 3,657,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.