SEC Form 4 · accession 0001209191-16-139365
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 30, 2016 | P | 300 | $5.39 | A | 3,649,184 | D | |
| Class A Common Stock | Aug 30, 2016 | P | 400 | $5.32 | A | 3,649,584 | D | |
| Class A Common Stock | Aug 30, 2016 | P | 146 | $5.31 | A | 3,649,730 | D | |
| Class A Common Stock | Aug 30, 2016 | P | 100 | $5.33 | A | 3,649,830 | D | |
| Class A Common Stock | Aug 30, 2016 | P | 77 | $5.38 | A | 3,649,907 | D | |
| Class A Common Stock | Aug 31, 2016 | P | 1,497 | $5.45 | A | 3,651,404 | D | |
| Class A Common Stock | Aug 31, 2016 | P | 769 | $5.48 | A | 3,652,173 | D | |
| Class A Common Stock | Aug 31, 2016 | P | 134 | $5.47 | A | 3,652,307 | D | |
| Class A Common Stock | Aug 31, 2016 | P | 100 | $5.40 | A | 3,652,407 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.