SEC Form 4 · accession 0001209191-16-139059
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 26, 2016 | P | 2,400 | $5.30 | A | 3,646,284 | D | |
| Class A Common Stock | Aug 26, 2016 | P | 100 | $5.22 | A | 3,646,384 | D | |
| Class A Common Stock | Aug 29, 2016 | P | 2,077 | $5.40 | A | 3,648,461 | D | |
| Class A Common Stock | Aug 29, 2016 | P | 300 | $5.39 | A | 3,648,761 | D | |
| Class A Common Stock | Aug 29, 2016 | P | 123 | $5.30 | A | 3,648,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.