SEC Form 4 · accession 0001209191-16-138733
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2016 | P | 1,800 | $5.39 | A | 3,640,684 | D | |
| Class A Common Stock | Aug 24, 2016 | P | 700 | $5.37 | A | 3,641,384 | D | |
| Class A Common Stock | Aug 25, 2016 | P | 2,000 | $5.48 | A | 3,643,384 | D | |
| Class A Common Stock | Aug 25, 2016 | P | 400 | $5.46 | A | 3,643,784 | D | |
| Class A Common Stock | Aug 25, 2016 | P | 100 | $5.47 | A | 3,643,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.