SEC Form 4 · accession 0001209191-16-138044
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 18, 2016 | P | 2,418 | $5.42 | A | 3,631,302 | D | |
| Class A Common Stock | Aug 18, 2016 | P | 82 | $5.41 | A | 3,631,384 | D | |
| Class A Common Stock | Aug 19, 2016 | P | 2,500 | $5.47 | A | 3,633,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.