SEC Form 4 · accession 0001209191-16-137716
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 16, 2016 | P | 1,300 | $5.51 | A | 3,625,184 | D | |
| Class A Common Stock | Aug 16, 2016 | P | 1,200 | $5.50 | A | 3,626,384 | D | |
| Class A Common Stock | Aug 17, 2016 | P | 1,500 | $5.37 | A | 3,627,884 | D | |
| Class A Common Stock | Aug 17, 2016 | P | 888 | $5.33 | A | 3,628,772 | D | |
| Class A Common Stock | Aug 17, 2016 | P | 100 | $5.30 | A | 3,628,872 | D | |
| Class A Common Stock | Aug 17, 2016 | P | 12 | $5.32 | A | 3,628,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.