SEC Form 4 · accession 0001209191-16-137161
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 12, 2016 | P | 2,400 | $5.20 | A | 3,621,284 | D | |
| Class A Common Stock | Aug 12, 2016 | P | 100 | $5.19 | A | 3,621,384 | D | |
| Class A Common Stock | Aug 15, 2016 | P | 1,746 | $5.55 | A | 3,623,130 | D | |
| Class A Common Stock | Aug 15, 2016 | P | 600 | $5.62 | A | 3,623,730 | D | |
| Class A Common Stock | Aug 15, 2016 | P | 154 | $5.66 | A | 3,623,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.