SEC Form 4 · accession 0001209191-16-136720
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 10, 2016 | P | 1,900 | $5.26 | A | 3,615,884 | D | |
| Class A Common Stock | Aug 10, 2016 | P | 100 | $5.12 | A | 3,615,984 | D | |
| Class A Common Stock | Aug 10, 2016 | P | 100 | $5.13 | A | 3,616,084 | D | |
| Class A Common Stock | Aug 10, 2016 | P | 100 | $5.16 | A | 3,616,184 | D | |
| Class A Common Stock | Aug 10, 2016 | P | 100 | $5.25 | A | 3,616,284 | D | |
| Class A Common Stock | Aug 10, 2016 | P | 100 | $5.19 | A | 3,616,384 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 1,400 | $5.11 | A | 3,617,784 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 400 | $5.09 | A | 3,618,184 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 200 | $5.06 | A | 3,618,384 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 100 | $5.04 | A | 3,618,484 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 100 | $5.07 | A | 3,618,584 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 100 | $5.08 | A | 3,618,684 | D | |
| Class A Common Stock | Aug 11, 2016 | P | 200 | $5.10 | A | 3,618,884 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.