SEC Form 4 · accession 0001209191-16-136249
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 8, 2016 | P | 800 | $5.18 | A | 3,609,784 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 522 | $5.19 | A | 3,610,306 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 400 | $5.20 | A | 3,610,706 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 378 | $5.24 | A | 3,611,084 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 200 | $5.25 | A | 3,611,284 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 100 | $5.28 | A | 3,611,384 | D | |
| Class A Common Stock | Aug 8, 2016 | P | 100 | $5.31 | A | 3,611,484 | D | |
| Class A Common Stock | Aug 9, 2016 | P | 1,800 | $5.15 | A | 3,613,284 | D | |
| Class A Common Stock | Aug 9, 2016 | P | 600 | $5.08 | A | 3,613,884 | D | |
| Class A Common Stock | Aug 9, 2016 | P | 100 | $5.12 | A | 3,613,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.