SEC Form 4 · accession 0001209191-16-135793
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 4, 2016 | P | 1,000 | $5.16 | A | 3,607,484 | D | |
| Class A Common Stock | Aug 4, 2016 | P | 692 | $5.17 | A | 3,608,176 | D | |
| Class A Common Stock | Aug 4, 2016 | P | 308 | $5.18 | A | 3,608,484 | D | |
| Class A Common Stock | Aug 4, 2016 | P | 100 | $5.15 | A | 3,608,584 | D | |
| Class A Common Stock | Aug 5, 2016 | P | 100 | $5.21 | A | 3,608,684 | D | |
| Class A Common Stock | Aug 5, 2016 | P | 200 | $5.22 | A | 3,608,884 | D | |
| Class A Common Stock | Aug 5, 2016 | P | 100 | $5.25 | A | 3,608,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.