SEC Form 4 · accession 0001209191-16-134735
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 29, 2016 | P | 1,500 | $5.13 | A | 3,597,984 | D | |
| Class A Common Stock | Jul 29, 2016 | P | 400 | $5.12 | A | 3,598,384 | D | |
| Class A Common Stock | Jul 29, 2016 | P | 200 | $5.10 | A | 3,598,584 | D | |
| Class A Common Stock | Jul 29, 2016 | P | 200 | $5.11 | A | 3,598,784 | D | |
| Class A Common Stock | Jul 29, 2016 | P | 100 | $5.09 | A | 3,598,884 | D | |
| Class A Common Stock | Jul 29, 2016 | P | 100 | $5.14 | A | 3,598,984 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 1,300 | $5.21 | A | 3,600,284 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 300 | $5.18 | A | 3,600,584 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 300 | $5.23 | A | 3,600,884 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 200 | $5.19 | A | 3,601,084 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 100 | $5.20 | A | 3,601,184 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 100 | $5.25 | A | 3,601,284 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 100 | $5.26 | A | 3,601,384 | D | |
| Class A Common Stock | Aug 1, 2016 | P | 100 | $5.34 | A | 3,601,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.