SEC Form 4 · accession 0001209191-16-134384
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 27, 2016 | P | 1,100 | $5.29 | A | 3,592,584 | D | |
| Class A Common Stock | Jul 27, 2016 | P | 600 | $5.30 | A | 3,593,184 | D | |
| Class A Common Stock | Jul 27, 2016 | P | 300 | $5.27 | A | 3,593,484 | D | |
| Class A Common Stock | Jul 27, 2016 | P | 300 | $5.33 | A | 3,593,784 | D | |
| Class A Common Stock | Jul 27, 2016 | P | 200 | $5.32 | A | 3,593,984 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 800 | $5.21 | A | 3,594,784 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 600 | $5.29 | A | 3,595,384 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 500 | $5.24 | A | 3,595,884 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 400 | $5.28 | A | 3,596,284 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 100 | $5.23 | A | 3,596,384 | D | |
| Class A Common Stock | Jul 28, 2016 | P | 100 | $5.26 | A | 3,596,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.