SEC Form 4 · accession 0001209191-16-134022
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 11:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 25, 2016 | P | 1,300 | $5.73 | A | 3,587,784 | D | |
| Class A Common Stock | Jul 25, 2016 | P | 600 | $5.72 | A | 3,588,384 | D | |
| Class A Common Stock | Jul 25, 2016 | P | 500 | $5.70 | A | 3,588,884 | D | |
| Class A Common Stock | Jul 25, 2016 | P | 100 | $5.71 | A | 3,588,984 | D | |
| Class A Common Stock | Jul 26, 2016 | P | 1,800 | $5.34 | A | 3,590,784 | D | |
| Class A Common Stock | Jul 26, 2016 | P | 400 | $5.28 | A | 3,591,184 | D | |
| Class A Common Stock | Jul 26, 2016 | P | 200 | $5.29 | A | 3,591,384 | D | |
| Class A Common Stock | Jul 26, 2016 | P | 100 | $5.31 | A | 3,591,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.