SEC Form 4 · accession 0001209191-16-133794
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 21, 2016
Accepted (ET)
Jul 25, 2016 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 21, 2016 | P | 1,800 | $5.93 | A | 3,583,284 | D | |
| Class A Common Stock | Jul 21, 2016 | P | 300 | $5.88 | A | 3,583,584 | D | |
| Class A Common Stock | Jul 21, 2016 | P | 300 | $5.89 | A | 3,583,884 | D | |
| Class A Common Stock | Jul 21, 2016 | P | 100 | $5.92 | A | 3,583,984 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 1,400 | $5.74 | A | 3,585,384 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 700 | $5.75 | A | 3,586,084 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 100 | $5.72 | A | 3,586,184 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 100 | $5.73 | A | 3,586,284 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 100 | $5.76 | A | 3,586,384 | D | |
| Class A Common Stock | Jul 22, 2016 | P | 100 | $5.77 | A | 3,586,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.