SEC Form 4 · accession 0001209191-16-133562
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 19, 2016 | P | 1,100 | $5.75 | A | 3,578,484 | D | |
| Class A Common Stock | Jul 19, 2016 | P | 500 | $5.76 | A | 3,578,984 | D | |
| Class A Common Stock | Jul 20, 2016 | P | 700 | $5.75 | A | 3,579,684 | D | |
| Class A Common Stock | Jul 20, 2016 | P | 700 | $5.76 | A | 3,580,384 | D | |
| Class A Common Stock | Jul 20, 2016 | P | 500 | $5.77 | A | 3,580,884 | D | |
| Class A Common Stock | Jul 20, 2016 | P | 300 | $5.79 | A | 3,581,184 | D | |
| Class A Common Stock | Jul 20, 2016 | P | 300 | $5.73 | A | 3,581,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.