SEC Form 4 · accession 0001209191-16-133178
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 15, 2016 | P | 2,100 | $5.85 | A | 3,574,484 | D | |
| Class A Common Stock | Jul 15, 2016 | P | 300 | $5.75 | A | 3,574,784 | D | |
| Class A Common Stock | Jul 15, 2016 | P | 100 | $5.83 | A | 3,574,884 | D | |
| Class A Common Stock | Jul 18, 2016 | P | 1,700 | $5.80 | A | 3,576,584 | D | |
| Class A Common Stock | Jul 18, 2016 | P | 400 | $5.75 | A | 3,576,984 | D | |
| Class A Common Stock | Jul 18, 2016 | P | 200 | $5.79 | A | 3,577,184 | D | |
| Class A Common Stock | Jul 18, 2016 | P | 200 | $5.84 | A | 3,577,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.