SEC Form 4 · accession 0001209191-16-132855
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 13, 2016 | P | 700 | $5.75 | A | 3,568,084 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 600 | $5.81 | A | 3,568,684 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 400 | $5.80 | A | 3,569,084 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 400 | $5.86 | A | 3,569,484 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 200 | $5.83 | A | 3,569,684 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 100 | $5.74 | A | 3,569,784 | D | |
| Class A Common Stock | Jul 13, 2016 | P | 100 | $5.77 | A | 3,569,884 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 852 | $5.78 | A | 3,570,736 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 600 | $5.76 | A | 3,571,336 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 500 | $5.75 | A | 3,571,836 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 200 | $5.68 | A | 3,572,036 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 148 | $5.77 | A | 3,572,184 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 100 | $5.63 | A | 3,572,284 | D | |
| Class A Common Stock | Jul 14, 2016 | P | 100 | $5.64 | A | 3,572,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.