SEC Form 4 · accession 0001209191-16-132518
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 11, 2016
Accepted (ET)
Jul 13, 2016 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 11, 2016 | P | 1,800 | $5.53 | A | 3,564,184 | D | |
| Class A Common Stock | Jul 11, 2016 | P | 499 | $5.50 | A | 3,564,683 | D | |
| Class A Common Stock | Jul 11, 2016 | P | 100 | $5.49 | A | 3,564,783 | D | |
| Class A Common Stock | Jul 11, 2016 | P | 100 | $5.55 | A | 3,564,883 | D | |
| Class A Common Stock | Jul 11, 2016 | P | 1 | $5.45 | A | 3,564,884 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 900 | $5.60 | A | 3,565,784 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 800 | $5.59 | A | 3,566,584 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 200 | $5.57 | A | 3,566,784 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 200 | $5.58 | A | 3,566,984 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 200 | $5.67 | A | 3,567,184 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 100 | $5.64 | A | 3,567,284 | D | |
| Class A Common Stock | Jul 12, 2016 | P | 100 | $5.70 | A | 3,567,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.