SEC Form 4 · accession 0001209191-16-132272
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 7, 2016 | P | 848 | $5.32 | A | 3,558,336 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 942 | $5.31 | A | 3,559,278 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 149 | $5.33 | A | 3,559,427 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 218 | $5.41 | A | 3,559,645 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 100 | $5.40 | A | 3,559,745 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 100 | $5.30 | A | 3,559,845 | D | |
| Class A Common Stock | Jul 7, 2016 | P | 39 | $5.37 | A | 3,559,884 | D | |
| Class A Common Stock | Jul 8, 2016 | P | 1,515 | $5.48 | A | 3,561,399 | D | |
| Class A Common Stock | Jul 8, 2016 | P | 446 | $5.50 | A | 3,561,845 | D | |
| Class A Common Stock | Jul 8, 2016 | P | 534 | $5.49 | A | 3,562,379 | D | |
| Class A Common Stock | Jul 8, 2016 | P | 5 | $5.47 | A | 3,562,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.