SEC Form 4 · accession 0001209191-16-131959
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 5, 2016 | P | 746 | $5.32 | A | 3,553,234 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 893 | $5.46 | A | 3,554,127 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 247 | $5.53 | A | 3,554,374 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 110 | $5.49 | A | 3,554,484 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 95 | $5.50 | A | 3,554,579 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 137 | $5.45 | A | 3,554,716 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 74 | $5.31 | A | 3,554,790 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 100 | $5.34 | A | 3,554,890 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 30 | $5.54 | A | 3,554,920 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 28 | $5.35 | A | 3,554,948 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 15 | $5.47 | A | 3,554,963 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 13 | $5.28 | A | 3,554,976 | D | |
| Class A Common Stock | Jul 5, 2016 | P | 12 | $5.38 | A | 3,554,988 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 791 | $5.50 | A | 3,555,779 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 462 | $5.47 | A | 3,556,241 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 346 | $5.48 | A | 3,556,587 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 300 | $5.43 | A | 3,556,887 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 200 | $5.40 | A | 3,557,087 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 159 | $5.41 | A | 3,557,246 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 143 | $5.49 | A | 3,557,389 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 33 | $5.46 | A | 3,557,422 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 25 | $5.37 | A | 3,557,447 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 23 | $5.45 | A | 3,557,470 | D | |
| Class A Common Stock | Jul 6, 2016 | P | 18 | $5.42 | A | 3,557,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.