SEC Form 4 · accession 0001209191-16-130648
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 30, 2016 | P | 726 | $5.41 | A | 3,548,597 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 524 | $5.34 | A | 3,549,121 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 188 | $5.49 | A | 3,549,309 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 181 | $5.48 | A | 3,549,490 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 146 | $5.35 | A | 3,549,636 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 129 | $5.50 | A | 3,549,765 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 122 | $5.37 | A | 3,549,887 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 100 | $5.40 | A | 3,549,987 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 82 | $5.36 | A | 3,550,069 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 13 | $5.42 | A | 3,550,082 | D | |
| Class A Common Stock | Jun 30, 2016 | P | 6 | $5.45 | A | 3,550,088 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 678 | $5.48 | A | 3,550,766 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 661 | $5.50 | A | 3,551,427 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 313 | $5.56 | A | 3,551,740 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 276 | $5.51 | A | 3,552,016 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 145 | $5.52 | A | 3,552,161 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 120 | $5.54 | A | 3,552,281 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 110 | $5.55 | A | 3,552,391 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 97 | $5.57 | A | 3,552,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.