SEC Form 4 · accession 0001209191-16-130166
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 28, 2016
Accepted (ET)
Jun 30, 2016 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 28, 2016 | P | 1,020 | $5.03 | A | 3,543,891 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 466 | $5.08 | A | 3,544,357 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 443 | $5.05 | A | 3,544,800 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 245 | $5.04 | A | 3,545,045 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 100 | $5.06 | A | 3,545,145 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 73 | $5.12 | A | 3,545,218 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 42 | $5.13 | A | 3,545,260 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 33 | $5.07 | A | 3,545,293 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 22 | $5.11 | A | 3,545,315 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 20 | $5.09 | A | 3,545,335 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 20 | $5.10 | A | 3,545,355 | D | |
| Class A Common Stock | Jun 28, 2016 | P | 16 | $5.21 | A | 3,545,371 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 940 | $5.26 | A | 3,546,311 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 586 | $5.23 | A | 3,546,897 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 238 | $5.29 | A | 3,547,135 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 194 | $5.24 | A | 3,547,329 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 119 | $5.27 | A | 3,547,448 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 135 | $5.25 | A | 3,547,583 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 100 | $5.20 | A | 3,547,683 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 157 | $5.22 | A | 3,547,840 | D | |
| Class A Common Stock | Jun 29, 2016 | P | 31 | $5.21 | A | 3,547,871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.