SEC Form 4 · accession 0001209191-16-129812
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 24, 2016 | P | 700 | $5.20 | A | 3,538,571 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 400 | $5.42 | A | 3,538,971 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 290 | $5.39 | A | 3,539,261 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 200 | $5.19 | A | 3,539,461 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 200 | $5.36 | A | 3,539,661 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 200 | $5.40 | A | 3,539,861 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 100 | $5.17 | A | 3,539,961 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 200 | $5.31 | A | 3,540,161 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 100 | $5.33 | A | 3,540,261 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 80 | $5.23 | A | 3,540,341 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 20 | $5.21 | A | 3,540,361 | D | |
| Class A Common Stock | Jun 24, 2016 | P | 10 | $5.35 | A | 3,540,371 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 1,000 | $5.32 | A | 3,541,371 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 500 | $5.19 | A | 3,541,871 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 300 | $5.21 | A | 3,542,171 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 300 | $5.29 | A | 3,542,471 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 200 | $5.08 | A | 3,542,671 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 100 | $5.17 | A | 3,542,771 | D | |
| Class A Common Stock | Jun 27, 2016 | P | 100 | $5.20 | A | 3,542,871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.