SEC Form 4 · accession 0001209191-16-129489
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 22, 2016
Accepted (ET)
Jun 24, 2016 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 22, 2016 | P | 300 | $5.08 | A | 3,534,771 | D | |
| Class A Common Stock | Jun 22, 2016 | P | 200 | $5.05 | A | 3,534,971 | D | |
| Class A Common Stock | Jun 22, 2016 | P | 200 | $5.07 | A | 3,535,171 | D | |
| Class A Common Stock | Jun 22, 2016 | P | 100 | $5.09 | A | 3,535,271 | D | |
| Class A Common Stock | Jun 22, 2016 | P | 100 | $5.11 | A | 3,535,371 | D | |
| Class A Common Stock | Jun 23, 2016 | P | 2,000 | $5.29 | A | 3,537,371 | D | |
| Class A Common Stock | Jun 23, 2016 | P | 200 | $5.25 | A | 3,537,571 | D | |
| Class A Common Stock | Jun 23, 2016 | P | 100 | $5.26 | A | 3,537,671 | D | |
| Class A Common Stock | Jun 23, 2016 | P | 100 | $5.32 | A | 3,537,771 | D | |
| Class A Common Stock | Jun 23, 2016 | P | 100 | $5.33 | A | 3,537,871 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.