SEC Form 4 · accession 0001209191-16-128772
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 16, 2016 | P | 699 | $4.98 | A | 3,526,170 | D | |
| Class A Common Stock | Jun 16, 2016 | P | 201 | $4.97 | A | 3,526,371 | D | |
| Class A Common Stock | Jun 16, 2016 | P | 200 | $4.99 | A | 3,526,571 | D | |
| Class A Common Stock | Jun 16, 2016 | P | 200 | $4.91 | A | 3,526,771 | D | |
| Class A Common Stock | Jun 16, 2016 | P | 100 | $4.90 | A | 3,526,871 | D | |
| Class A Common Stock | Jun 16, 2016 | P | 100 | $4.93 | A | 3,526,971 | D | |
| Class A Common Stock | Jun 17, 2016 | P | 1,200 | $4.74 | A | 3,528,171 | D | |
| Class A Common Stock | Jun 17, 2016 | P | 800 | $4.78 | A | 3,528,971 | D | |
| Class A Common Stock | Jun 17, 2016 | P | 200 | $4.80 | A | 3,529,171 | D | |
| Class A Common Stock | Jun 17, 2016 | P | 100 | $4.82 | A | 3,529,271 | D | |
| Class A Common Stock | Jun 17, 2016 | P | 200 | $4.86 | A | 3,529,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.