SEC Form 4 · accession 0001209191-16-128135
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 14, 2016 | P | 1,000 | $5.02 | A | 3,522,271 | D | |
| Class A Common Stock | Jun 14, 2016 | P | 700 | $5.03 | A | 3,522,971 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 604 | $5.14 | A | 3,523,575 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 600 | $5.11 | A | 3,524,175 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 504 | $5.17 | A | 3,524,679 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 400 | $5.16 | A | 3,525,079 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 196 | $5.19 | A | 3,525,275 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 100 | $5.18 | A | 3,525,375 | D | |
| Class A Common Stock | Jun 15, 2016 | P | 96 | $5.13 | A | 3,525,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.