SEC Form 4 · accession 0001209191-16-127551
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 12:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 10, 2016 | P | 800 | $5.81 | A | 3,517,071 | D | |
| Class A Common Stock | Jun 10, 2016 | P | 900 | $5.79 | A | 3,517,971 | D | |
| Class A Common Stock | Jun 10, 2016 | P | 500 | $5.72 | A | 3,518,471 | D | |
| Class A Common Stock | Jun 10, 2016 | P | 200 | $5.82 | A | 3,518,671 | D | |
| Class A Common Stock | Jun 10, 2016 | P | 100 | $5.80 | A | 3,518,771 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 1,100 | $5.46 | A | 3,519,871 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 500 | $5.44 | A | 3,520,371 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 500 | $5.39 | A | 3,520,871 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 200 | $5.43 | A | 3,521,071 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 100 | $5.39 | A | 3,521,171 | D | |
| Class A Common Stock | Jun 13, 2016 | P | 100 | $5.45 | A | 3,521,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.