SEC Form 4 · accession 0001209191-16-126967
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 8, 2016 | P | 900 | $5.75 | A | 3,512,171 | D | |
| Class A Common Stock | Jun 8, 2016 | P | 500 | $5.77 | A | 3,512,671 | D | |
| Class A Common Stock | Jun 8, 2016 | P | 500 | $5.76 | A | 3,513,171 | D | |
| Class A Common Stock | Jun 8, 2016 | P | 400 | $5.72 | A | 3,513,571 | D | |
| Class A Common Stock | Jun 8, 2016 | P | 100 | $5.78 | A | 3,513,671 | D | |
| Class A Common Stock | Jun 8, 2016 | P | 100 | $5.84 | A | 3,513,771 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 564 | $5.45 | A | 3,514,335 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 400 | $5.81 | A | 3,514,735 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 400 | $5.73 | A | 3,515,135 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 336 | $5.76 | A | 3,515,471 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 300 | $5.60 | A | 3,515,771 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 200 | $5.58 | A | 3,515,971 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 100 | $5.56 | A | 3,516,071 | D | |
| Class A Common Stock | Jun 9, 2016 | P | 200 | $5.59 | A | 3,516,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.