SEC Form 4 · accession 0001209191-16-126415
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 6, 2016 | P | 300 | $5.75 | A | 3,506,571 | D | |
| Class A Common Stock | Jun 6, 2016 | P | 599 | $5.73 | A | 3,507,170 | D | |
| Class A Common Stock | Jun 6, 2016 | P | 601 | $5.72 | A | 3,507,771 | D | |
| Class A Common Stock | Jun 6, 2016 | P | 500 | $5.66 | A | 3,508,271 | D | |
| Class A Common Stock | Jun 6, 2016 | P | 500 | $5.73 | A | 3,508,771 | D | |
| Class A Common Stock | Jun 7, 2016 | P | 2,400 | $5.55 | A | 3,511,171 | D | |
| Class A Common Stock | Jun 7, 2016 | P | 100 | $5.54 | A | 3,511,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.