SEC Form 4 · accession 0001209191-16-125906
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 2, 2016 | P | 500 | $5.54 | A | 3,502,271 | D | |
| Class A Common Stock | Jun 2, 2016 | P | 200 | $5.53 | A | 3,502,471 | D | |
| Class A Common Stock | Jun 2, 2016 | P | 1,800 | $5.58 | A | 3,504,271 | D | |
| Class A Common Stock | Jun 3, 2016 | P | 323 | $5.45 | A | 3,504,594 | D | |
| Class A Common Stock | Jun 3, 2016 | P | 177 | $5.43 | A | 3,504,771 | D | |
| Class A Common Stock | Jun 3, 2016 | P | 1,100 | $5.42 | A | 3,505,871 | D | |
| Class A Common Stock | Jun 3, 2016 | P | 300 | $5.40 | A | 3,506,171 | D | |
| Class A Common Stock | Jun 3, 2016 | P | 100 | $5.48 | A | 3,506,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.