SEC Form 4 · accession 0001209191-16-124891
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 10:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 31, 2016 | P | 700 | $5.74 | A | 3,498,211 | D | |
| Class A Common Stock | May 31, 2016 | P | 400 | $5.73 | A | 3,498,611 | D | |
| Class A Common Stock | May 31, 2016 | P | 300 | $5.72 | A | 3,498,911 | D | |
| Class A Common Stock | May 31, 2016 | P | 202 | $5.70 | A | 3,499,113 | D | |
| Class A Common Stock | May 31, 2016 | P | 158 | $5.71 | A | 3,499,271 | D | |
| Class A Common Stock | Jun 1, 2016 | P | 1,400 | $5.57 | A | 3,500,671 | D | |
| Class A Common Stock | Jun 1, 2016 | P | 893 | $5.60 | A | 3,501,564 | D | |
| Class A Common Stock | Jun 1, 2016 | P | 200 | $5.58 | A | 3,501,764 | D | |
| Class A Common Stock | Jun 1, 2016 | P | 7 | $5.53 | A | 3,501,771 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.