SEC Form 4 · accession 0001209191-16-122380
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 19, 2016 | P | 2,370 | $5.61 | A | 3,482,913 | D | |
| Class A Common Stock | May 20, 2016 | P | 836 | $5.59 | A | 3,483,749 | D | |
| Class A Common Stock | May 20, 2016 | P | 383 | $5.58 | A | 3,484,132 | D | |
| Class A Common Stock | May 20, 2016 | P | 228 | $5.52 | A | 3,484,360 | D | |
| Class A Common Stock | May 20, 2016 | P | 300 | $5.55 | A | 3,484,660 | D | |
| Class A Common Stock | May 20, 2016 | P | 177 | $5.51 | A | 3,484,837 | D | |
| Class A Common Stock | May 20, 2016 | P | 176 | $5.56 | A | 3,485,013 | D | |
| Class A Common Stock | May 20, 2016 | P | 398 | $5.53 | A | 3,485,411 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.