SEC Form 4 · accession 0001209191-16-114118
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 12, 2016
Accepted (ET)
Apr 13, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 12, 2016 | P | 485 | $5.86 | A | 3,472,848 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 464 | $5.81 | A | 3,473,312 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 365 | $5.91 | A | 3,473,677 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 326 | $5.83 | A | 3,474,003 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 139 | $5.77 | A | 3,474,142 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 133 | $5.89 | A | 3,474,275 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 209 | $5.84 | A | 3,474,484 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 100 | $5.90 | A | 3,474,584 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 73 | $5.75 | A | 3,474,657 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 59 | $5.78 | A | 3,474,716 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 47 | $5.71 | A | 3,474,763 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 45 | $5.67 | A | 3,474,808 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 24 | $5.79 | A | 3,474,832 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 18 | $5.87 | A | 3,474,850 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 7 | $5.76 | A | 3,474,857 | D | |
| Class A Common Stock | Apr 12, 2016 | P | 6 | $5.82 | A | 3,474,863 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 100 | $5.63 | A | 3,474,963 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 800 | $5.75 | A | 3,475,763 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 100 | $5.72 | A | 3,475,863 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 180 | $5.76 | A | 3,476,043 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 400 | $5.70 | A | 3,476,443 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 9 | $5.68 | A | 3,476,452 | D | |
| Class A Common Stock | Apr 13, 2016 | P | 91 | $5.69 | A | 3,476,543 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.