SEC Form 4 · accession 0001209191-16-113969
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 8, 2016
Accepted (ET)
Apr 12, 2016 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 8, 2016 | P | 1,300 | $5.56 | A | 3,468,663 | D | |
| Class A Common Stock | Apr 8, 2016 | P | 400 | $5.50 | A | 3,469,063 | D | |
| Class A Common Stock | Apr 8, 2016 | P | 300 | $5.71 | A | 3,469,363 | D | |
| Class A Common Stock | Apr 8, 2016 | P | 400 | $5.73 | A | 3,469,763 | D | |
| Class A Common Stock | Apr 8, 2016 | P | 100 | $5.76 | A | 3,469,863 | D | |
| Class A Common Stock | Apr 11, 2016 | P | 1,100 | $5.73 | A | 3,470,963 | D | |
| Class A Common Stock | Apr 11, 2016 | P | 1,300 | $5.71 | A | 3,472,263 | D | |
| Class A Common Stock | Apr 11, 2016 | P | 100 | $5.76 | A | 3,472,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.