SEC Form 4 · accession 0001209191-16-113372
TIPTREE INC. · TIPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gene Barnes
Officer — Executive Chairman · Director · 10% Owner
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 4, 2016 | P | 1,100 | $5.77 | A | 3,458,463 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 400 | $5.58 | A | 3,458,863 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 200 | $5.66 | A | 3,459,063 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 300 | $5.75 | A | 3,459,363 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 200 | $5.78 | A | 3,459,563 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 100 | $5.63 | A | 3,459,663 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 100 | $5.65 | A | 3,459,763 | D | |
| Class A Common Stock | Apr 4, 2016 | P | 100 | $5.69 | A | 3,459,863 | D | |
| Class A Common Stock | Apr 5, 2016 | P | 2,000 | $5.71 | A | 3,461,863 | D | |
| Class A Common Stock | Apr 5, 2016 | P | 300 | $5.69 | A | 3,462,163 | D | |
| Class A Common Stock | Apr 5, 2016 | P | 100 | $5.67 | A | 3,462,263 | D | |
| Class A Common Stock | Apr 5, 2016 | P | 100 | $5.74 | A | 3,462,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases pursuant to a Rule 10b5-1 trading plan.